Since 1972, CL King & Associates has served the investment community by providing capabilities in the areas of equity research, market making and liquidity creation, primarily for clients specializing in small and mid-capitalization value and growth stocks. Our commitment to excellence and demonstrated analytical, trading and investment banking expertise has set CL King apart from its competitors in the boutique capital markets space.  Working in close collaboration with our institutional and high-net-worth clients, as well as corporate issuers, we demonstrate the knowledge, experience, stability and value-added insight that enable us to deliver on their needs and meet their objectives.

As an equity syndicate division, we have participated in more than 160 IPOs and 350 secondaries / follow-ons since 2000.  In 2011, we took part in 70 offerings with a total market value of over $33 billion.

CL King & Associates is identified as a leader in the equity space. We are engaged by a unique global client base that ranges from institutional investors to high net-worth groups. Our international and domestic clients include all categories of managers who invest in equities utilizing a range of investment styles including foundations, public sector funds, mutual funds, independent money managers and hedge funds. As an active trading partner with our clients, we further contribute to their investment objectives by providing distribution of underwritten equity offerings. We make allocation decisions based on the best interests of our corporate issuers as well as our institutional and retail clients.

CL King has become known as a professional, reliable and strategic partner that acts as an analytical and fundamentally-focused intermediary between issuer and investor.