C.L. King & Associates

C.L. King & Associates, founded by Candace King Weir in 1972, is one of the largest, oldest and most successful woman-owned, SEC registered broker-dealers in the United States.

C.L. King & Associates is certified by WBENC, the Supplier Clearinghouse of the California Public Utility Commission, the Illinois Department of Central Management Services, and the NYC Department of Small Business Services.

• WBENC Certification 2020-21
• Supplier Clearinghouse CPUC Certification 2020-21
• Illinois CMS Certification (WBE) 2021-22
• NYC SBS (WBE) 2020-21

With our broad, deep and differentiated securities distribution, we add value to offerings where we act as a co-manager. For companies determined to add diversity to underwriting groups, we are an effective and meaningful WBE partner.

C.L. King & Associates is incorporated under the laws of the State of New York.

C.L. King & Associates is a member of FINRA and the SIPC.