C.L. King & Associates, founded by Candace King Weir in 1972, is one of the largest, oldest and most successful woman-owned, SEC registered broker-dealers in the United States.C.L. King & Associates is nationally certified by WBENC, the Women’s Business Enterprise National Council.

With our broad, deep and differentiated securities distribution, we add value to offerings where we act as a co-manager. For companies determined to add diversity to underwriting groups, we are an effective and meaningful WBE partner.

C.L. King & Associates is incorporated under the laws of the State of New York.

C.L. King & Associates is a member of FINRA and the SIPC.

Anne Serewicz

Senior Managing Director
Phone: 212.364.1831
Email: aserewicz@clking.com