Sales and Trading

C.L. King’s extensive Institutional Sales coverage reaches all major U.S. financial centers. Our sales people average 20+ years of financial industry experience and 10+ years at C.L. King. Long tenures have fostered deep relationships with leading accounts nationwide. Our in-depth knowledge base includes relationships across the full spectrum of institutional investors. Coupled with our focused and high-quality sales force, we deliver maximum access to key institutional investment decision makers.

The main objective of C.L. King’s institutional trading desk is to provide efficient executions and liquidity for our institutional clients. We offer Comprehensive Trading Services, including capital commitment, market making and economic execution. Our team of market makers, position traders and sales traders makes active markets in C.L. King research coverage names, as well as in other equities in which our clients are active.

Our trading team professionals, each with more than 10 years of experience, utilize state-of-the-art algorithmic platforms as well as high-touch execution services. Execution expertise and capital commitment together with deep institutional relationships enable C.L. King to be competitive in volatile market environments. C.L. King can act as principal or as agent on orders, facilitating both liquid and illiquid transactions.

We make a market in approximately 200 stocks, including stocks covered by our Research analysts, who publish proprietary fundamental research in less observed and overlooked companies within our covered sectors. Our trading desks are located in Albany, Boston and New York City. C.L. King is a registered broker-dealer, member of FINRA/SIPC and is WBENC-Certified.

Vincent J. Kenney

Managing Director, Director of Institutional Trading and Sales.
Phone: 212.421.6873