C.L. King has a rich history of providing equity research, market making and liquidity creation services to clients specializing in small- and mid-capitalization value and growth stocks. Our commitment to excellence and demonstrated analytical, trading and investment banking expertise sets us apart from our competitors in the boutique capital markets space. We work in close collaboration with our institutional and high-net-worth clients, as well as corporate issuers, demonstrating excellence in everything we do to ensure we meet their stringent requirements.

We participate in dozens of equity transactions each year as a syndicate underwriter or selling group member. We are engaged by a unique client base that ranges from institutional investors to high-net-worth groups. Our clients include all categories of managers who invest in equities utilizing a range of investment styles including foundations, public sector funds, mutual funds, independent money managers and hedge funds. As an active trading partner with our clients, we further contribute to their investment objectives by providing distribution of underwritten equity offerings.

Click here to see a list of our recent equity transactions.


Vincent Kenney
Managing Director
Equity Syndicate
Phone: 212.421.2696