$1 billion

Sr. Bank Notes

Co-Manager 07/2017

Close

CL King Co-Manages SunTrust Notes Offering

CL King was a Co-Manager for a $1 billion offering of Fixed Rate Senior Bank Notes due 2022 by SunTrust Bank. The issue is rated Baa1/A-.

Details
$3 billion

Global Notes

Co-Manager 07/2017

Close

CL King Co-Manages Fannie Mae 3-Year Benchmark Notes

C.L. King acted as Co-Manager on Fannie Mae’s $3 billion global offering of 1.5% Benchmark Notes due 2020.

Details
$230 million

IPO

Selling Group 07/2017

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C.L. King Participates in Industrea Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Industrea Acquisition Corp. The offering of 20 million units priced at $10 per unit raised $200M.

The stock is listed on Nasdaq under the ticker INDUU.

Details
$139 million

IPO

Selling Group 07/2017

Close

C.L. King Participates in Redfin Corporation Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Redfin Corporation. The offering of 10.6 million shares priced at $15 per share raised $159M.

The stock is listed on Nasdaq under the ticker RDFN.

Details
$475 million

Preferred Stock

Co-Manager 06/2017

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C.L. King Co-Manages SoCal Edison Preference Stock Offering

CL King acted as a Co-Manager for Southern California Edison’s offering of 19 million shares of 5% Trust Preference Securities, $25 par value. The issue is rated Baa1/BBB-.



Details
$100 million

IPO

Selling Group 06/2017

Close

C.L. King Participates in KBL Merger Corp. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for KBL Merger Corporation. The offering of 10 million units priced at $10 per unit raised $100M.

The stock is listed on Nasdaq under the ticker KBLM

Details
$300 million

Sr. Notes

Co-Manager 05/2017

Close

CL King Co-Manages FirstCash Bond Offering

CL King was a Co-Manager for FirstCash’s $300 million Senior Notes due 2024. The issue is rated Ba3/BB. Our role is notable for being a co-manager in a high yield bond offering by a company covered in our equity research department.



Details
$3.38 billion

IPO

Selling Group 05/2017

Close

C.L. King Participates in Five Point Holdings Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Five Point Holdings. The offering of 21 million shares priced at $14 per share raised $294M.

The stock is listed on the NYSE under the ticker FPH.



Details
$125 million

IPO

Selling Group 04/2017

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C.L. King Participates in Forum Merger Corporation Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Forum Merger Corporation. The offering of 15 million shares priced at $10 per share raised $150M.

The stock is listed on Nasdaq under the ticker FMCIU.



Details
$80 million

Follow-On

Selling Group 04/2017

Close

C.L. King Participates in Sorrento Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Sorrento Therapeutics, Inc. The offering of 23.6 million shares priced at $2 per share raised $47.2M.

The stock is listed on Nasda

Details
$6.75 billion

Sr. Notes

Jr. Co-Manager 04/2017

Close

CL King Co-Manages Bank of America Senior Notes Offering

CL King was a Junior Co-Manager in Bank of America’s $6.75 billion 4-part bond offering of 6-year Fixed and Floating, 11-year and 21-year Fixed/Floating Senior Notes. The issue is rated Baa1/BBB+.



Details
$99 million

Follow-On

Co-Manager 03/2017

Close

CL King Co-Manages Patrick Industries Common Stock Offering

C.L. King acted as Co-Manager in the common stock offering of Patrick Industries, Inc. The offering of 1.35 million shares of common stock raised $98.55 million. The offering was priced at $73 per share. The stock is listed on NASDAQ under the ticker PATK.



Details
$2.5 billion

Bank Notes

Co-Manager 03/2017

Close

CL King Co-Manages Citibank, N.A. Notes Offering

CL King was a Co-Manager for a $2.5 billion offering of Fixed Rate and Floating Rate Bank Notes due 2019 by Citibank, N.A. The issue is rated A1/A+.

Citi Hires Women-Owned Firms to Lead Distribution of $2.5 Billion Citibank, N.A. Bond Issuance

Details
$307.8 million

IPO

Selling Group 03/2017

Close

C.L. King Participates in Ardagh Group Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Ardagh Group. The offering of 16.2 million shares priced at $19 per share raised $307.8M.

The stock is listed on the NYSE under the ticker ARD.



Details
$30 Million

10b-18 Share Repurchase

Agent 03/2017

Close

C.L. King engagement in Cummins Share Repurchase

Details
$83 Million

10b5-1 Share Repurchase

Agent 03/2017

Close

C.L. King engagement in Allstate Share Repurchase

Details
$2 billion

Sr. Notes

Jr. Co-Manager 03/2017

Close

CL King Co-Manages Walt Disney Bond Offering

CL King was Junior Co-Manager for Walt Disney’s $2 billion 4-part bond offering of 3-year and 5-year Fixed and Floating Senior Notes. The issues are rated A2/A.

Details
$3.4 billion

IPO

Co-Manager 03/2017

Close

CL King Co-Manages Snap Inc. IPO

C.L. King acted as Co-Manager in the IPO of Snap Inc., parent of Snapchat. The offering of 200 million shares of Class A common stock raised $3.4 billion. The offering was priced at $17 per share. The stock is listed on the NYSE under the ticker SNAP.



Details
$25 Million

10b5-1 Share Repurchase

Agent 03/2017

Close

C.L. King engagement in Denny’s Share Repurchase

Details
$53 Million

10b5- 1Share Repurchase

Agent 02/2017

Close

C.L. King engagement in Wendy’s Share Repurchase

Details