$1.3 billion

6.875% $25 Par Preferred Stock

Jr. Co-Manager 10/2013

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C.L. King Underwrites Citigroup Preferred Stock Offering

C.L. King acted as an underwriter for Citigroup’s offering of 52 million depository shares priced at $25 per share, raising $1.3B. Each depository share represents a 1/1,000th interest in a share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K. The issue is rated B1/BB-/BB.

Details
$450 million

1st Mtg. Bonds

Co-Manager 09/2013

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C.L. King Co-Manages Offering of San Diego Gas & Electric First Mortgage Bonds

C.L. King was a Co-Manager for San Diego Gas & Electric’s offering of $450MM 3.60% First Mortgage Bonds due 2023. The issue is rated Aa3/A+.

Details
$750 million

Sr. Notes

Co-Manager 09/2013

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C.L. King Co-Manages Offering of Ally Financial Senior Notes

C.L. King was a Co-Manager for Ally Financial’s $750MM offering of 4.75% Senior Guaranteed Notes due 2018. The issue is rated B+/B1.

Details
$1.6 billion

1st Mtg. Bonds

Co-Manager 09/2013

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C.L. King Co-Manages Offering of Southern California Edison First Mortgage Bonds

C.L. King was a Co-Manager for Southern California Edison’s $1.6B 3-part offering of First Mortgage Bonds consisting of $200MM of Floating Rate Notes due 2014, $600MM of 3.50% Notes due 2023, and $800MM of 4.65% Notes due 2043. The issue is rated A/A1/A+.

Details
$12 Million

10b5-1 Share Repurchase

Agent 08/2013

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C.L. King engagement in Popeyes Share Repurchase

Details
$41 Million

10b5-1 Share Repurchase

Agent 02/2013

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C.L. King engagement in Steve Madden Share Repurchase

Details
$ 15 Million

10b5-1 Share Repurchase

Agent 09/2012

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C.L. King engagement in Popeyes Share Repurchase

Details
$501 Million

10b5-1 Share Repurchase

Agent 02/2012

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C.L. King engagement in Walmart Share Repurchase

Details
$230 Million

10b5-1 Share Repurchase

Agent 03/2011

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C.L. King engagement in GAP Share Repurchase

Details
$288 Million

10b5-1 Share Repurchase

Agent 03/2011

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C.L. King engagement in Walmart Share Repurchase

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