Transactions

C.L. King Co-Manages $3 Billion Toyota Motor Credit Corp Bond Offering

C.L. King acted as Co-Manager for Toyota Motor Credit Corp in its $3B 4-part offering consisting of $1.2B 4.8% 2yr Notes due 1/10/25, $300M 2yr (SOFR+56) Floating Rate Notes due 1/10/25, $1B 4.625% 5yr Notes due 1/12/28 and $500M 4.7% 10yr Notes due 1/12/33. These issues were rated A1/A+/A+.

C.L. King Co-Manages $3.75 Billion Credit Suisse Bond Offering

C.L. King acted as Co-Manager for Credit Suisse AG/NY in its $3.75B 2-part offering consisting of $1.25B 7.95% 2yr Notes due 1/9/25 and $2.5B 7.5% 5yr Notes due 2/15/28.

These issues were rated A3/A-/BBB+.

C.L. King recent engagement in Meta Share Repurchase

C.L. King Co-Manages $2 Billion Bank of America Bond Offering

C.L. King acted as Co-Manager for Bank of America in its $2B 6.204% 6NC5 Fixed-to-Floating Rate Sustainability Bonds due 11/10/28 (NYSE:BAC).

This issue is rated A2/A-/AA-.

C.L. King Co-Manages $1 Billion Duke Energy Bond Offering

C.L. King acted as Co-Manager for Duke Energy Corp in its $1B 2-part offering consisting of $500M 5.0% 3yr Notes due 12/08/25 and $500M 5.0% 5yr Notes due 12/08/27 (NYSE: DUK).

These issues were rated Baa2/BBB.

C.L. King Co-Manages $1 Billion Bank of Nova Scotia Bond Offering

C.L. King acted as Co-Manager for Bank of Nova Scotia in its $1B 5.25% 2yr Notes due 12/06/24 (NYSE:BNS).

This issue is rated A2/A-/AA-.

C.L. King Co-Manages $1 Billion NextEra Energy’s Debenture Offering

C.L. King acted as Jr. Co-Manager for NextEra Energy Capital Holdings Inc. in $1bn 2.75% 10 year debenture due 11/1/29.

This issue is rated Baa1/BBB+/A-.

C.L. King Co-Manages Ecovyst Secondary Offering

C.L. King Co-Manages $1 Billion KeyBank Bond Offering

C.L. King acted as Co-Manager for KeyBank NA in its $1B 5.85% 3a2 5yr Bank Notes due 11/15/27 (NYSE:KEY).

This issue is rated A3/A-/A-.

C.L. King Co-Manages $2 Billion Credit Suisse Bond Offering

C.L. King acted as Jr. Co-Manager for Credit Suisse Group AG in its $2B 9.016% 11NC10 Fixed-to-Floating Rate Notes due 11/15/33 (NYSE:CS).

This issue is rated Baa2/BBB-/BBB.

C.L. King recent engagement in AdvanSix Share Repurchase

C.L. King Co-Manages $1.5 Billion Southern California Edison Bond Offering

C.L. King acted as Co-Manager for Southern California Edison Company in its $1.5B 2-part offering consisting of $750M 5.85% 5yr First and Refunding Mortgage Bonds due 11/1/27 and $750M 5.95% 10yr First and Refunding Mortgage Bonds due 11/1/32. Southern California Edison is a wholly-owned subsidiary of Edison International (NYSE: EIX).

This issue is rated A3/A-/BBB+.

C.L. King Participates in Athira Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Athira. The offering of 12 million shares priced at $17 per share raised $204M.

The share is listed on Nasdaq under the ticker ATHA.

C.L. King Co-Manages $1.5 Billion Barclays Bond Offering

C.L. King acted as Co-Manager for Barclays PLC in its $1.5B 7.325% 4NC3 Fixed Rate Resetting Senior Notes due 11/2/26.

This was part of a $5B 3-part Senior Unsecured Notes offering which also included $1.5B 7.385% 6NC5 Fixed Rate Resetting Senior Notes due 11/2/28 and $2B 7.437% 11NC10 Fixed Rate Resetting Senior Notes due 11/2/33 (NYSE:BCS).

These issues were rated Baa2/BBB/A.

C.L. King engagement in recent Steve Madden Share Repurchase

C.L. King engagement in recent Snap-on Share Repurchase

C.L. King Co-Manages $1.25 Billion Cargill Bond Offering

C.L. King acted as Co-Manager for Cargill, Incorporated in its 144a/Reg S $1.25B 2-part offering consisting of $750M 4.875% 3yr Notes due 10/10/25 and $500M 5.125% 10yr Notes due 10/11/32.

These issues were rated A2/A/A.

C.L. King engagement in recent Stepan Share Repurchase

C.L. King engagement in recent SMP Share Repurchase

C.L. King engagement in recent Steve Madden Share Repurchase