Transactions

C.L. King Participates in Fiserv Equity Offering

C.L. King was invited as Co-Manager in the follow-on common stock offering of Fiserv, Inc. The offering of 5 million shares raised $500M and priced at $100 per share.

The stock is listed on NYSE under the ticker FISV.

C.L. King Participates in Vital Farms Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Vital Farms. The offering of 10.7 million shares priced at $22 per share raised $235.4M.

The share is listed on Nasdaq under the ticker VITL.

C.L. King Participates in Rackspace Technology Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Rackspace Technology. The offering of 33.5 million shares priced at $21 per share raised $703.5M.

The share is listed on Nasdaq under the ticker RXT.

C.L. King Participates in Annexon Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Annexon. The offering of 14.75 shares priced at $17 per share raised $250.75M.

The share is listed on Nasdaq under the ticker ANNX.

C.L. King Participates in Rocket Companies Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Rocket Companies. The offering of 150 million shares priced at $20 per share raised $3B.

The share is listed on the NYSE under the ticker RKT.

C.L. King Co-Manages Pershing Square Tontine Holdings’ Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Pershing Square Tontine Holdings Ltd. The offering of 200 million shares raised $4bn and priced at $20 per share.

The stock is listed on NYSE under the ticker PSTH.U.

C.L. King Participates in Artius Acquisition Inc. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Artius Acquisition Inc. The offering of 63 million shares priced at $10 per share raised $630M.

The share is listed on Nasdaq under the ticker AACQU.

C.L. King Co-Manages Denny’s Secondary Offering

C.L. King acted as Co-Manager in the Follow-On offering by Denny’s Corp. The offering of 8 million shares raised $73.2mm and priced at $9.15 per share.

The stock is listed on NASDAQ under the ticker DENN.

C.L. King Participates in Dun & Bradstreet Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Dun & Bradstreet Holdings, Inc. The offering of 78.3 million shares priced at $22 per share raised $1.7B.

The share is listed on the NYSE under the ticker DNB.

C.L. King Participates in PG&E’s Equity Offering

C.L. King was invited in by management as selling group member in the follow-on common stock offering for PG&E Corporation. The offering of 423,372,629 common shares raised $4bn and priced at $9.50 per share.

The stock is listed on NYSE under the ticker PCG.

C.L. King Participates in Axon Enterprises Equity Offering

C.L. King was invited in by management as selling group member in the follow-on common stock offering of Axon Enterprises. The offering of 3.45 million shares raised $276mm and priced at $92 per share.

The stock is listed on NASDAQ under the ticker AAXN

C.L. King Participates in Vroom’s Initial Public Offering

C.L. King was invited in by management as selling group member in the initial common stock offering of Vroom, Inc. The offering of 21.25 million shares raised $467.5mm and priced at $22 per share.

The stock is listed on NASDAQ under the ticker VRM.

C.L. King Co-Manages Warner Music Group’s Initial Public Offering

C.L. King acted as Co-Manager in an initial common stock offering by Warner Music Group Corp. The offering of 77 million shares raised $1.925bn and priced at $25 per share.

The stock is listed on NASDAQ under the ticker WMG

C.L. King Participates in Carnival Corporation Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Carnival Corporation. The offering of 62.5 million shares priced at $8 per share raised $500M.

The share is listed on the NYSE under the ticker CCL

C.L. King Co-Manages KKR Acquisition Holdings I Corp Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of KKR Acquisition Holdings I Corp. The offering of 138,000,000 units raised $1.38B and priced at $10 per unit. Each unit consists of one share of common stock and one fourth of a warrant, exercisable at $11.50. The stock is listed on NYSE under the ticker KAHC.U.



C.L. King Co-Manages Reinvent Technology Partners Y’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Reinvent Technology Partners Y. The offering of 85,000,000 units raised $850mm and priced at $10 per unit. Each unit consists of one share of common stock and one eighth of a warrant, exercisable at $11.50. The stock is listed on NYSE under the ticker RPTYU.

C.L. King Underwrites Tradeweb Common Stock Offering

C.L. King acted as Underwriter in the follow-on common stock offering by Tradeweb Markets Inc. The offering of 17.287 million shares raised $726.1 million. The offering was priced at $42 per share.
The stock is listed on NASDAQ under ticker TW

C.L. King acts as Selling Group member for Pinterest in Initial Public Stock Offering

C.L. King acted as Selling Group member in a common stock offering by Pinterest Inc. The offering of 75 million shares raised $1.4 billion. The offering price per share was $19. The stock is listed on NYSE under the ticker PINS.

C.L. King Co-Manages Tradeweb Markets Inc. Initial Public Stock Offering

C.L. King acted as Co-Manager in a common stock offering by Tradeweb Markets Inc. The offering of 40 million shares raised $1.08Bn and priced at $27 per share.

The stock is listed on NASDAQ under the ticker TW.

C.L. King Co-Manages LYFT Inc. Initial Public Stock Offering

C.L. King acted as Co-Manager in a common stock offering by Lyft Inc. The offering of 32.5 million shares raised $2.34Bn. The offering price per share was $72. The stock is listed on NASDAQ under the ticker LYFT.