Transactions

C.L. King Participates in GNL Final Prospectus Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for GNL Final Prospectus. The offering of 4 million shares priced at $21.13 per share raised $84.5M.

The stock is listed on the NYSE under the ticker symbol GNL.

C.L. King Co-Manages Noodles & Company Common Stock Offering

C.L. King acted as Co-Manager in a common stock offering by Noodles & Company, consisting of both primary and secondary shares. The offering of 9.775 million shares raised $97.75 million. The offering price per share was $10. The stock is listed on NASDAQ under the ticker NDLS. Noodles & Company is covered by C.L. King’s Equity Research Department.

C.L. King Co-Manages Trupanion Public Offering of Common Stock

C.L. King acted as Co-Manager in the follow-on common stock offering by Trupanion, Inc. The offering of 2.1 million shares of its common stock raised $69 million. The offering was priced at $33 per share. The stock is listed on NASDAQ under the ticker TRUP. Trupanion is covered by C.L. King’s Equity Research Department.

C.L. King Participates in Charah Solutions Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Charah Solutions. The offering of 7.4 million shares priced at $12 per share raised $88.8M.

The stock is listed on the NYSE under the ticker CHRA.

C.L. King Participates in Trinity Merger Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Trinity Merger Corp. The offering of 30 million shares priced at $10 per share raised $300M.

The stock is listed on Nasdaq under the ticker TMCX.

C.L. King Participates in Dropbox Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Dropbox. The offering of 36 million shares priced at $21 per share raised $756M.

The stock is listed on Nasdaq under the ticker DBX.

C.L. King Participates in MediciNova Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for MediciNova. The offering of 4.4 million shares priced at $9.05 per share raised $40M.

The stock is listed on Nasdaq under the ticker MNOV.

C.L. King Participates in Gordon Pointe Acquisition Corp Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Gordon Pointe Acquisition Corp. The offering of 12.5 million shares priced at $10 per share raised $125M.

The stock is listed on Nasdaq under the ticker GPAQ.

C.L. King Participates in Industrial Logistics Properties Trust Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Industrial Logistics Properties Trust. The offering of 20 million shares priced at $24 per share raised $480M.

The stock is listed on Nasdaq

C.L. King Participates in City Office Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for City Office REIT. The offering of 5 million shares priced at $13.15 per share raised $66M.

The stock is listed on the NYSE u

C.L. King Participates in Switch Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Switch Inc. The offering of 31.25 million shares priced at $17 per share raised $531.25M.

The stock is listed on the NYSE under the ticker SWCH.

C.L. King Participates in NuCana Initial Public Offering

Selling Group

C.L. King Co-Manages Beacon Roofing Common Stock Offering

C.L. King acted as Co-Manager in the follow-on common stock offering by Beacon Roofing Supply, Inc. The offering raised $345 million of primary equity. The offering was priced at $47.50 per share. The stock is listed on NASDAQ under the ticker BECN.



C.L. King Participates in Tremont Mortgage Trust Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Tremont Mortgage Trust. The offering of 2.5 million shares priced at $20 per share raised $50M.

The stock is listed on Nasdaq under the ticker TRMT.

C.L. King Participates in Independence Realty Trust, Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Independence Realty Trust, Inc. The offering of 12.5 million shares priced at $9.25 per share raised $115.6M.

The stock is listed on the NYSE under the ticker IRT.



C.L. King Participates in Gladstone Land Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Gladstone Land. The offering of 1 million shares priced at $13.05 per share raised $13M.

The stock is listed on Nasdaq under the ticker symbol LAND.



C.L. King Participates in Redfin Corporation Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Redfin Corporation. The offering of 10.6 million shares priced at $15 per share raised $159M.

The stock is listed on Nasdaq under the ticker RDFN.

C.L. King Participates in Industrea Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Industrea Acquisition Corp. The offering of 20 million units priced at $10 per unit raised $200M.

The stock is listed on Nasdaq under the ticker INDUU.

C.L. King Participates in KBL Merger Corp. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for KBL Merger Corporation. The offering of 10 million units priced at $10 per unit raised $100M.

The stock is listed on Nasdaq under the ticker KBLM

C.L. King Participates in Sachem Capital Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Sachem Capital. The offering of 2.6 million shares priced at $5 per share raised $13M.

The stock is listed on the NYSE under the ticker SACH.