Transactions

C.L. King Participates in Macquarie Infrastructure Corporation Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Macquarie Infrastructure Corporation. The offering of 2.87 million shares priced at $81.90 per share raised $235M.

The stock is listed on the NYSE under the ticker symbol MIC.

C.L. King Participates in MedEquities Realty Trust Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for MedEquities Realty Trust. The offering of 19.9 million shares priced at $12 per share raised $238.8M.

The stock is listed on the NYSE under the ticker symbol MRT.

C.L. King Participates in Independence Realty Trust, Inc. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Independence Realty Trust, Inc. The offering of 25 million shares priced at $9 per share raised $225M.

The stock is listed on the NYSE under the ticker symbol IRT.

C.L. King Participates in New Residential Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for New Residential Investment Corp. The offering of 25 million shares priced at $17.74 per share raised $443.5M.

The stock is listed on the NYSE under the ticker symbol NRZ.

C.L. King Participates in Viveve Medical, Inc. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Viveve Medical Inc. The offering of 3.1 million shares priced at $5 per share raised $15.5M.

The stock is listed on Nasdaq under the ticker symbol VIVE.

C.L. King Participates in Great Ajax Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Great Ajax Corp. The offering of 2.3 million shares priced at $13 per share raised $30M.

The stock is listed on the NYSE under the ticker symbol AJX.

C.L. King Participates in Midland States Bancorp, Inc. Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Midland States Bancorp, Inc. The offering of 3 million shares priced at $22 per share raised $66M.

The stock is listed on Nasdaq under the ticker symbol MSBI.

C.L. King Participates in Turning Point Brands Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Turning Point Brands. The offering of 810,000 shares priced at $13 per share raised $10.5M.

The stock is listed on the NYSE under the ticker symbol TPB.

CL King Co-Manages Credit Suisse Rights Offering

C.L. King acted as a Co-Lead Manager for Credit Suisse’s CHF 4.7 billion Rights Offering. The existing shareholders of Credit Suisse were offered up to 260,983,898 newly issued registered shares. Shareholders of Credit Suisse were allotted one preemptive subscription right for each registered share they held as of November 20, 2015. 13 preemptive subscription rights entitled the holder of such rights to purchase 2 new registered shares at the offer price of CHF 18 per share.

C.L. King Participates in First Data Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for First Data. The offering of 160 million shares priced at $16 per share raised $2.56B.

The stock is listed on the NYSE under the ticker symbol FDC.

CL King Co-Manages AerCap Common Stock Offering

CL King acted as a Jr. Co-Manager in a public offering of 71.2 million shares of AerCap common stock owned by AIG. The offering was priced at $49 per share and raised $3.5 billion. The underwriters have an option to purchase an additional 10.7 million shares from the selling shareholder.

CL King Co-Manages Alibaba IPO

CL King acted  as Junior Co-Manager in the IPO of Alibaba, the leading e-commerce business in China.  We were one of 34 underwriters raising $25 billion by offering 368 million shares (including the over-allotment option).  The offering was priced at $68 per share.  The ticker is BABA.

CL King Co-Manages Ally Financial Stock Offering

CL King acted as Co-Manager in a public offering of 95 million shares of Ally Financial common stock owned by the U.S. Treasury. The offering was priced at $25.00 per share and raised $2.375 billion.



C.L. King Co-Manages Pinnacle Foods Stock Offering

C.L. King acted as Co-Manager in a public offering of 17 million shares of Pinnacle Foods common stock owned by the Blackstone Group. The offering was priced at $26.75 per share and raised $455MM.