Transactions

C.L. King Co-Manages $2.25 Billion GM Financial Bond Offering

C.L. King acted as Co-Manager for General Motors Financial in its $2.25B 2-part Senior Notes offering including $1.25B 1.5% notes due 6/7/26 and $1B 2.7% notes due 6/7/31. This issue is rated Baa3/BBB/BBB-.

C.L. King engagement in Steve madden Share Repurchase

C.L. King Co-Manages Honest Co.’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of The Honest Company, Inc. The offering of 29,678,050 shares raised $474.8M and priced at $16 per share. The 29,678,050 shares offered includes the underwriters full exercise of the overallotment option. The stock is listed on NASDAQ under the ticker HNST.

C.L. King Co-Manages $1 Billion Wells Fargo Bond Offering

C.L. King acted as Co-Manager for Wells Fargo & Company in its $1B 0.805% 4nc3 Fixed to Floating Rate Sustainability notes offering due 5/19/25. (NYSE: WFC). This issue is rated A2/BBB+/A+.

C.L. King Co-Manages $305 Million Spire Missouri Bond Offering

C.L. King acted as Co-Manager for Spire Missouri Inc. in its $305M 3.30% 30yr First Mortgage Bonds offering due 6/1/51. (NYSE: SR).This issue is rated A1/A.

C.L. King Co-Manages Ally Financial’s Perpetual Preferred Stock Offering

C.L. King acted as Co-Manager for Ally Financial Inc. in its $1B 4.7% perpnc7 Fixed-Rate Reset Non-Cumulative Perpetual $1,000 par Preferred Stock, Series C offering. The company offered 1,000,000 preferred shares. The issue is rated BB-/B+.

C.L. King Co-Manages Paymentus Holdings Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Paymentus Holdings, Inc. The offering of 10,000,000 shares raised $210M and priced at $21 per share. The stock is listed on NASDAQ under the ticker PAY.

C.L. King Co-Manages Petco’s Secondary Offering

C.L. King participated as Co-Manager in the Follow-On equity offering of Petco Health and Wellness Company, Inc. The offering of 22,000,000 common shares raised $528M and priced at $24 per share. The stock is listed on NYSE under the ticker WOOF.

C.L. King participates in Procore Technologies Initial Public Offering

C.L. King participated as a Selling Group Member in the initial public offering of Procore Technologies, Inc. The offering of 9,074,000 shares raised $634.5mm and priced at $67 per share.

The stock is listed on NASDAQ under the ticker PCOR.

C.L. King Co-Manages Oatly’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Oatly Group AB. The offering of 84,376,000 ADSs raised $1.43B and priced at $17 per ADS. The underwriters have the option to purchase up to an additional 12,656,400 ADSs. The ADSs are listed on NASDAQ under the ticker OTLY.

C.L. King engagement in SMP Share Repurchase

C.L. King Co-Manages $350 Million Patrick Industries High Yield Bond Offering

C.L. King acted as Co-Manager for Patrick Industries, Inc. in its $350M 144A/RegS 4.750% 8nc3 Senior Notes offering due 5/1/2029. This issue is rated B3/B+.

C.L. King Participates in Alkami Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Alkami. The offering of 6 million shares priced at $30 per share raised $180M.

The stock is listed on Nasdaq under the ticker A

C.L. King Co-Manages $13 Billion JP Morgan Chase & Co. Bond Offering

C.L. King acted as Co-Manager for JP Morgan Chase & Co. in its $13B 5-part Senior Notes offering including $500M 6nc5 Floating Rate Notes due 4/22/27 priced at SOFR+88.5, $3.5B 1.578% 6nc5 Fixed to Floating Rate Notes due 4/22/27, $3.5B 2.58% 11nc10 Fixed to Floating Rate Notes due 4/22/32, $2B 3.157% 21nc20 Fixed to Floating Rate Notes due 4/22/42 and $3.5B 3.328% 31nc30 Fixed to Floating Rate Notes due 4/22/52. (NYSE: JPM). This issue is rated A2/A-.

C.L. King Co-Manages $3 Billion Citigroup Inc. Offering

C.L. King acted as Jr. Co-Manager for Citigroup Inc. in its $3B 2.561% 11nc10 Fixed to Floating Rate Notes due 5/1/32. This was part of a $5.5B 3-part Senior Notes offering including $500M 4nc3 Floating Rate Notes due 5/1/25 priced at SOFR+66.9 and $2B 0.981% 4nc3 Fixed to Floating Rate Notes due 5/1/25.

This issue is rated A3/BBB+/A. (NYSE: C)

C.L. King Co-Manages PQ Group’s Secondary Offering

C.L. King participated as Co-Manager in the secondary offering of PQ Group Holdings Inc. The offering of 14,375,000  shares raised $201.3M and priced at $14 per share. The stock is listed on NYSE under the ticker PQG.

C.L. King Co-Manages $375 Million Peco Energy Bond Offering

C.L. King acted as Co-Manager for Peco Energy Company in its $375M 3.05% First and Refunding Mortgage Bonds due 3/5/51. This issue is rated Aa3/A/A+. Peco Energy Company is a wholly-owned subsidiary of Exelon Corp (NASDAQ: EXC).

C.L. King Participates in Advanced Merger Partners Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Advanced Merger Partners Inc. The offering of 25 million shares priced at $10 per share raised $250 million.

The stock is listed on the NYSE under t

C.L. King Participates in Dragoneer Growth Opportunities III Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Dragoneer Growth Opportunities III. The offering of 40 million shares priced at $10 per share raised $400M.

The stock is listed on Nasdaq under the ticker

C.L. King Co-Manages $1.1 Billion CenterPoint Energy Houston Bond Offering

C.L. King acted as Co-Manager for CenterPoint Energy Houston Electric, LLC. in its $1.1B 2-part Senior Secured Notes offering including $400M 2.35% notes due 4/1/31 and $700M of 3.35% notes due 4/1/51. Center Point Houston is a wholly-owned subsidiary of CenterPoint Energy Inc. (NYSE: CNP). This issue is rated A2/A