Transactions

C.L. King Co-Manages $4.5 Billion Bank of America Bond Offering

C.L. King acted as Co-Manager for Bank of America Corporation in its $4.5B 2-part Senior Notes offering including $1.5B 0.523% 3nc2 Fixed to Floating Rate Notes due 6/14/24 and $3B 2.087% 8nc7 Fixed to Floating Rate Notes due 6/14/29. (NYSE: BAC). This issue is rated A2/A-.

C.L. King Co-Manages $600 Million Alabama Power Bond Offering

C.L. King acted as Co-Manager for Alabama Power Company in its Senior Notes offering $600M 3.125% notes due 6/15/51. Alabama Power Company is a wholly-owned subsidiary of the Southern Company (NYSE: SO). This issue is rated A1/A-/A+.

C.L. King Co-Manages $525 Million Ameren Missouri Bond Offering

C.L. King acted as Co-Manager for Union Electric Company, doing business as Ameren Missouri in its 2.15% $525M First Mortgage Green Bonds due 3/15/32. Ameren Missouri is a subsidiary of Ameren Corp (NYSE: AEE).  This issue is rated A2/A.

C.L. King Co-Manages TaskUs Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of TaskUs, Inc. The offering of 15,800,000 shares raised $349.14M and priced at $23 per share. The stock is listed on NASDAQ under the ticker TASK.

C.L. King Co-Manages $1.1 Billion Wendy’s WBS

C.L. King acted as Co-Manager for Wendy’s Funding, LLC in its $1.1B 144A/Reg S Series 2021-1 2-part Senior Secured Notes transaction including $450M 2.37% Notes, Class A-2-I due 6/2051 and $650M 2.775% Notes, Class A-2-II due 6/2051. These issues were rated BBB.

C.L. King Co-Manages $1 Billion Ford Motor High Yield Bond Offering

C.L. King acted as Co-Manager for Ford Motor Credit Co LLC, in its $1B SEC registered 3.625% 10y NCL Senior Notes offering due 6/17/2031. This issue is rated Ba2/BB+/BB+.

C.L. King Co-Manages Xometry Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Xometry, Inc. The offering of 7,906,250 shares raised $347.9M and priced at $44 per share. The stock is listed on NASDAQ under the ticker XMTR.

C.L. King Co-Manages Krispy Kreme Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Krispy Kreme, Inc. The offering of 29,411,765 shares raised $500M and priced at $17 per share. The stock is listed on NASDAQ under the ticker DNUT.

C.L. King Participates in DLocal Limited Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for DLocal Limited. The offering of 29.41 million shares priced at $21 each raised $617.6M.

The stock is listed on Nasdaq under the tick

C.L. King Co-Manages $2.25 Billion GM Financial Bond Offering

C.L. King acted as Co-Manager for General Motors Financial in its $2.25B 2-part Senior Notes offering including $1.25B 1.5% notes due 6/7/26 and $1B 2.7% notes due 6/7/31. This issue is rated Baa3/BBB/BBB-.

C.L. King engagement in Steve madden Share Repurchase

C.L. King Co-Manages Honest Co.’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of The Honest Company, Inc. The offering of 29,678,050 shares raised $474.8M and priced at $16 per share. The 29,678,050 shares offered includes the underwriters full exercise of the overallotment option. The stock is listed on NASDAQ under the ticker HNST.

C.L. King Co-Manages $1 Billion Wells Fargo Bond Offering

C.L. King acted as Co-Manager for Wells Fargo & Company in its $1B 0.805% 4nc3 Fixed to Floating Rate Sustainability notes offering due 5/19/25. (NYSE: WFC). This issue is rated A2/BBB+/A+.

C.L. King Co-Manages $305 Million Spire Missouri Bond Offering

C.L. King acted as Co-Manager for Spire Missouri Inc. in its $305M 3.30% 30yr First Mortgage Bonds offering due 6/1/51. (NYSE: SR).This issue is rated A1/A.

C.L. King Co-Manages Ally Financial’s Perpetual Preferred Stock Offering

C.L. King acted as Co-Manager for Ally Financial Inc. in its $1B 4.7% perpnc7 Fixed-Rate Reset Non-Cumulative Perpetual $1,000 par Preferred Stock, Series C offering. The company offered 1,000,000 preferred shares. The issue is rated BB-/B+.

C.L. King Co-Manages Paymentus Holdings Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Paymentus Holdings, Inc. The offering of 10,000,000 shares raised $210M and priced at $21 per share. The stock is listed on NASDAQ under the ticker PAY.

C.L. King Co-Manages Petco’s Secondary Offering

C.L. King participated as Co-Manager in the Follow-On equity offering of Petco Health and Wellness Company, Inc. The offering of 22,000,000 common shares raised $528M and priced at $24 per share. The stock is listed on NYSE under the ticker WOOF.

C.L. King Co-Manages Oatly’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Oatly Group AB. The offering of 84,376,000 ADSs raised $1.43B and priced at $17 per ADS. The underwriters have the option to purchase up to an additional 12,656,400 ADSs. The ADSs are listed on NASDAQ under the ticker OTLY.

C.L. King participates in Procore Technologies Initial Public Offering

C.L. King participated as a Selling Group Member in the initial public offering of Procore Technologies, Inc. The offering of 9,074,000 shares raised $634.5mm and priced at $67 per share.

The stock is listed on NASDAQ under the ticker PCOR.

C.L. King engagement in SMP Share Repurchase