Transactions

C.L. King Co-Manages Paymentus Holdings Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Paymentus Holdings, Inc. The offering of 10,000,000 shares raised $210M and priced at $21 per share. The stock is listed on NASDAQ under the ticker PAY.

C.L. King Co-Manages Petco’s Secondary Offering

C.L. King participated as Co-Manager in the Follow-On equity offering of Petco Health and Wellness Company, Inc. The offering of 22,000,000 common shares raised $528M and priced at $24 per share. The stock is listed on NYSE under the ticker WOOF.

C.L. King Co-Manages Oatly’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Oatly Group AB. The offering of 84,376,000 ADSs raised $1.43B and priced at $17 per ADS. The underwriters have the option to purchase up to an additional 12,656,400 ADSs. The ADSs are listed on NASDAQ under the ticker OTLY.

C.L. King participates in Procore Technologies Initial Public Offering

C.L. King participated as a Selling Group Member in the initial public offering of Procore Technologies, Inc. The offering of 9,074,000 shares raised $634.5mm and priced at $67 per share.

The stock is listed on NASDAQ under the ticker PCOR.

C.L. King engagement in SMP Share Repurchase

C.L. King Co-Manages $350 Million Patrick Industries High Yield Bond Offering

C.L. King acted as Co-Manager for Patrick Industries, Inc. in its $350M 144A/RegS 4.750% 8nc3 Senior Notes offering due 5/1/2029. This issue is rated B3/B+.

C.L. King Co-Manages $13 Billion JP Morgan Chase & Co. Bond Offering

C.L. King acted as Co-Manager for JP Morgan Chase & Co. in its $13B 5-part Senior Notes offering including $500M 6nc5 Floating Rate Notes due 4/22/27 priced at SOFR+88.5, $3.5B 1.578% 6nc5 Fixed to Floating Rate Notes due 4/22/27, $3.5B 2.58% 11nc10 Fixed to Floating Rate Notes due 4/22/32, $2B 3.157% 21nc20 Fixed to Floating Rate Notes due 4/22/42 and $3.5B 3.328% 31nc30 Fixed to Floating Rate Notes due 4/22/52. (NYSE: JPM). This issue is rated A2/A-.

C.L. King Participates in Alkami Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Alkami. The offering of 6 million shares priced at $30 per share raised $180M.

The stock is listed on Nasdaq under the ticker A

C.L. King Co-Manages $3 Billion Citigroup Inc. Offering

C.L. King acted as Jr. Co-Manager for Citigroup Inc. in its $3B 2.561% 11nc10 Fixed to Floating Rate Notes due 5/1/32. This was part of a $5.5B 3-part Senior Notes offering including $500M 4nc3 Floating Rate Notes due 5/1/25 priced at SOFR+66.9 and $2B 0.981% 4nc3 Fixed to Floating Rate Notes due 5/1/25.

This issue is rated A3/BBB+/A. (NYSE: C)

C.L. King Co-Manages PQ Group’s Secondary Offering

C.L. King participated as Co-Manager in the secondary offering of PQ Group Holdings Inc. The offering of 14,375,000  shares raised $201.3M and priced at $14 per share. The stock is listed on NYSE under the ticker PQG.

C.L. King Co-Manages $375 Million Peco Energy Bond Offering

C.L. King acted as Co-Manager for Peco Energy Company in its $375M 3.05% First and Refunding Mortgage Bonds due 3/5/51. This issue is rated Aa3/A/A+. Peco Energy Company is a wholly-owned subsidiary of Exelon Corp (NASDAQ: EXC).

C.L. King Co-Manages $1.1 Billion CenterPoint Energy Houston Bond Offering

C.L. King acted as Co-Manager for CenterPoint Energy Houston Electric, LLC. in its $1.1B 2-part Senior Secured Notes offering including $400M 2.35% notes due 4/1/31 and $700M of 3.35% notes due 4/1/51. Center Point Houston is a wholly-owned subsidiary of CenterPoint Energy Inc. (NYSE: CNP). This issue is rated A2/A

C.L. King Co-Manages $250 Million JP Morgan Chase & Co. Tap Bond Offering

C.L. King acted as Co-Manager for JP Morgan Chase & Co. in its $250M Tap of 3nc2 Floating Rate Notes due 3/16/24 (NYSE: JPM). This issue is rated A2/A-.

C.L. King Co-Manages $2.5 Billion NextEra Energy Bond Offering

C.L. King acted as Jr. Co-Manager for NextEra Energy Capital Holdings, Inc. in its $2.5B 2-part offering including $500M Floating Rate Notes due 3/1/23 priced at SOFR+54 and $2B 0.65% Senior Notes due 3/1/24. (NYSE: NEE). This issue is rated Baa1/BBB+/A-.

C.L. King Co-Manages $1.85 Billion Southern California Edison Bond Offering

C.L. King acted as Co-Manager for Southern California Edison Company in its $1.85B 4-part offering including $350M 0.70% Fixed Rate Notes due 4/03/23, $400M Floating Rate Notes due 4/03/23 priced at SOFR+64, $700M 1.10% Fixed Rate Notes due 4/01/24, and $400M Floating Rate Notes due 4/01/24 priced at SOFR+83. Southern California Edison Company is a subsidiary of Edison International (NYSE: EIX). This issue is rated A3/A-/BBB.

C.L. King Participates in ACV Auctions Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for ACV Auctions Inc. The offering of 16.56 million shares priced at $25 per share raised $414M.

The stock is listed on Nasdaq under the ticker ACVA.

C.L. King Participates in Dragoneer Growth Opportunities III Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Dragoneer Growth Opportunities III. The offering of 40 million shares priced at $10 per share raised $400M.

The stock is listed on Nasdaq under the ticker

C.L. King Participates in Advanced Merger Partners Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Advanced Merger Partners Inc. The offering of 25 million shares priced at $10 per share raised $250 million.

The stock is listed on the NYSE under t

C.L. King Co-Manages KKR Acquisition Holdings I Corp Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of KKR Acquisition Holdings I Corp. The offering of 138,000,000 units raised $1.38B and priced at $10 per unit. Each unit consists of one share of common stock and one fourth of a warrant, exercisable at $11.50. The stock is listed on NYSE under the ticker KAHC.U.

C.L. King Co-Manages Reinvent Technology Partners Y’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Reinvent Technology Partners Y. The offering of 85,000,000 units raised $850mm and priced at $10 per unit. Each unit consists of one share of common stock and one eighth of a warrant, exercisable at $11.50. The stock is listed on NYSE under the ticker RPTYU.