Transactions

C.L. King Participates in Hudson Executive Investment Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Hudson Executive Investment Corp. The offering of 60 million shares at $10 per share raised $600M.

The stock is listed on Nasdaq under the ticker HIII

C.L. King Participates in Lazard Growth Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Lazard Growth Acquisition Corp. The offering of 50 million shares at $10 per share raised $500M.

The share is listed on Nasdaq under LGAC.

C.L. King Participates in Viant Technology Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Viant Technology Inc. The offering of 10 million shares priced at $25 per share raised $250M.

The share is listed on Nasdaq under the ticker DSP.

C.L. King Participates in Compute Health Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Compute Health Acquisition Corp. The offering of 75 million shares priced at $10 per share raised $750M.

The share is listed on NYSE under the ticker CPUH.

C.L. King Participates in ARYA Sciences Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for ARYA Sciences. The offering of 13 million shares priced at $10 per share raised $130M.

The stock is listed on Nasdaq under the ticker ARYE.

C.L. King Participates in USHG Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for USHG Acquisition Corp. The offering of 25 million shares priced at $10 per share raised $250M.

The stock is listed on NYSE under the ticker HUGS.

C.L. King Participates in Colicity Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Colicity Inc. The offering of 30 million shares priced at $10 per share raised $300M.

The share is listed on Nasdaq under the ticker COLI.

C.L. King Co-Manages $750 Million Georgia Power Bond Offering

C.L. King acted as Co-Manager for Georgia Power Company in its $750M 3.25% Senior Sustainability Notes, Series 2021A, due 3/15/51. This issue is rated Baa1/A-/A-. Georgia Power Company is a wholly-owned subsidiary of Southern Company (NYSE: SO).

C.L. King Participates in Soaring Eagle Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Soaring Eagle Acquisition Corp. The offering of 150 million shares priced at $10 per share raised $1.5B.

The stock is listed on Nasdaq under the ticker SRNG.

C.L. King Participates in ION Acquisition Corp. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for ION Acquisition Corp. The offering of 22 million shares priced at $10 per share raised $220M.

The share is listed on NYSE under the ticker IACC

C.L. King Co-Leads Empowerment & Inclusion Capital I Corp’s Initial Public Offering

C.L. King acted as Joint Book-Running Manager in the initial public offering of Empowerment & Inclusion Capital I Corp. The upsized offering of 27,600,000 units raised $276mm and priced at $10 per unit. Each unit consists of one Class A ordinary share and one-half of one redeemable warrant. The stock is listed on NYSE under the ticker EPWR.U.

C.L. King Co-Manages Petco’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Petco Health and Wellness Inc. The offering of 55,200,000 shares raised $993.6M and priced at $18 per share. The stock is listed on NASDAQ under the ticker WOOF.

C.L. King Co-Manages $3 Billion T-Mobile High Yield Bond Offering

C.L. King acted as Co-Manager for T-Mobile USA, Inc. in its 3-part $3B Senior Unsecured Notes offering including $1B 5nc2 2.25% notes due 2/15/2026, $1B 8nc3 2.625% notes due 2/15/29 and $1B 10nc5 2.875% notes due 2/15/2031.  This issue is rated Ba3/BB

C.L. King Co-Manages Wells Fargo’s Preferred Stock Offering

C.L. King acted as Jr. Co-Manager for Wells Fargo & Company in its $1,000 par perpnc5 $3.51B 3.90% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB. The company offered 3,510,000 depositary preferred shares.

This issue was rated Baa2/BB+/BBB.

C.L. King Participates in DiamondHead Holdings Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for DiamondHead Holdings. The offering of 30 million shares at $10 per share raised $300M.

The share is listed on Nasdaq

C.L. King Participates in Switchback II Corporation Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Switchback II Corporation. The offering of 27.5 million shares at $10 per share raised $275M.

The share is listed on the NYSE under the ticker SWB

C.L. King Co-Manages Sprinklr Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Sprinklr, Inc. The offering of 16,625,000 shares raised $266M and priced at $16 per share. The stock is listed on NYSE under the ticker CXM.

C.L. King Participates in Shoals Technologies Group Inc. Initial Public Offering

C.L. King was invited as Selling Group member in the initial public offering for Shoals Technologies Group Inc. The offering of 77 million shares priced at $25 per share raised $1.9B.

The share is listed on Nasdaq under the ticker SHLS.

C.L. King Co-Manages Airbnb’s Initial Public Offering

C.L. King participated as Co-Manager in the initial public offering of Airbnb. The offering of 56,323,531 shares raised $3.83B and priced at $68 per share. The stock is listed on NASDAQ under the ticker ABNB.

C.L. King engagement in SMP Share Repurchase