Transactions

C.L. King Participates in Turning Point Brands Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Turning Point Brands. The offering of 810,000 shares priced at $13 per share raised $10.5M.

The stock is listed on the NYSE under the ticker symbol TPB.

CL King Co-Manages $3 Billion Wells Fargo Bond Offering

CL King acted as Co-Manager for Wells Fargo’s $3 billion 2-part offering of 3 year Fixed and Floating Senior Notes. The issues are rated Aa2 / AA-.

CL King Co-Manages $8.5 Billion Southern Company Bond Offering

CL King acted as Co-Manager for Southern Company’s $8.5 billion 7-part bond offering of 2, 3, 5, 7, 10, 20 and 30 year maturities. The issues are rated Baa2 / BBB+.



CL King Co-Manages Arizona Public Service Notes Offering

CL King was a Co-Manager for Arizona Public Service Company’s $350 million offering of 3.75% Notes due 2046. The issue is rated A2 / A-.



CL King Co-Manages Offering of Toyota Motor Credit Medium-Term Notes

CL King was a Co-Manager for Toyota Motor Credit’s $2.5 billion 3-part offering of 2 year floating and fixed rate and 5 year fixed rate Medium-Term Notes. The issues are rated Aa3 / AA-.



C.L. King engagement in Merck Share Repurchase

C.L. King Co-Manages Citigroup Subordinated Notes Offering

C.L. King was a Senior Co-Manager for Citigroup’s $1.5 billion offering of 4.6% Subordinated Notes due 2026. The issue is rated Baa3/BBB. Citi Hires Women-Owned Firms to Lead Distribution of $1.5 Billion Bond Issuance



C.L. King Co-Manages $1.05 Billion Comcast Offering

C.L. King acted as Jr. Co-Manager for Comcast’s $1.05 billion 2-part bond offering of 7 and 10 year maturities. The issues are rated A3 / A-.

C.L. King Co-Manages SoCal Edison Preferred Stock Offering

CL King acted as a Co-Manager for Southern California Edison’s offering of 12 million shares of 5.45% Fixed-to-Floating Rate Trust Preference Securities. The issue is rated Baa1/BBB-.

CL King Selected as Co-Dealer Manager on AIG’s Bond Tender Offers

CL King acted as Co-Dealer Manager on AIG’s $825 million cash tender offers for 11 series of debt securities of AIG and its subsidiari

CL King Co-Manages Offering of Pacific Gas & Electric Bonds

CL King was a Co-Manager for PG&E’s $600 million offering of 2.95% Senior Notes due 2026. The issue is rated A3 / BBB.

C.L. King Co-Manages $2.25 Billion Comcast Offering

C.L. King acted as Jr. Co-Manager for Comcast’s $2.25 billion 2-part bond offering of 7 and 10 year maturities. The issues are rated A3 / A-.

C.L. King Co-Manages $2 Billion General Motors Offering

C.L. King acted as Co-Manager for General Motors’ $2 billion 2-part bond offering of 20 and 30 year maturities. The issues are rated Ba1 / BBB-.

C.L. King Co-Manages $6 Billion AT&T Bond Offering

C.L. King acted as Co-Manager for AT&T’s $6 billion 4-part bond offering of 5, 7, 10, and 31 year maturities. The issues are rated Baa1 / BBB+.

CL King Co-Manages Walt Disney Bond Offering

CL King acted as Junior Co-Manager for Walt Disney’s $3 billion 5-part bond offering of 3 (fixed and floating), 5, 10, and 30 year maturities. The issues are rated A2 / A.

CL King Co-Manages Credit Suisse Rights Offering

C.L. King acted as a Co-Lead Manager for Credit Suisse’s CHF 4.7 billion Rights Offering. The existing shareholders of Credit Suisse were offered up to 260,983,898 newly issued registered shares. Shareholders of Credit Suisse were allotted one preemptive subscription right for each registered share they held as of November 20, 2015. 13 preemptive subscription rights entitled the holder of such rights to purchase 2 new registered shares at the offer price of CHF 18 per share.

CL King Co-Manages Citigroup Senior Notes Offering

CL King was a Junior Co-Manager for Citigroup’s $2 billion offering of Fixed Rate and Floating Rate Senior Notes due 2018. The issue is rated Baa1/A-.



CL King Co-Manages $7 Billion Lockheed Martin Bond Offering

CL King acted as Co-Manager for Lockheed Martin’s $7 billion 6-part bond offering of 3, 5, 7, 10, 20 and 30 year maturities. The issues are rated Baa1 / BBB+.



CL King Co-Manages FedEx Bond Offering

CL King was a Co-Manager for FedEx’s $1.25 billion 4.75% Senior Notes due 2045. The issue is rated Baa1/BBB.

CL King is Senior Co-Manager for Citigroup Notes Offering

CL King was a Senior Co-Manager for Citigroup’s $225 million offering of Floating Rate Senior Notes due 2018 (Re-Opening). The issue is rated Baa1/A-.