Transactions

CL King Co-Manages GM Financial Bond Offering

CL King was a Co-Manager for GM Financial’s $1.75 billion Fixed and Floating Rate Senior Notes due 2019. The issue is rated Ba1/BBB-.

C.L. King Participates in First Data Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for First Data. The offering of 160 million shares priced at $16 per share raised $2.56B.

The stock is listed on the NYSE under the ticker symbol FDC.

C.L. King engagement in Denny’s Share Repurchase

CL King Underwrites Wells Fargo’s Preferred Stock Offering

C.L. King acted as Underwriter for Wells Fargo in its $900 million offering of 36 million depository shares priced at $25 per share, raising $900 million. Each depository share represents a 1/1,000th interest in a share of Series V Preferred Stock. The issue is rated Baa2/BBB.

CL King Co-Manages Citigroup Subordinated Notes Offering

CL King was a Junior Co-Manager for Citigroup’s $2 billion offering of 4.45% Subordinated Notes due 2027. The issue is rated Baa3/BBB+.

CL King Co-Manages Lowe’s Bond Offering

CL King was a Co-Manager for Lowe’s $1.75 billion bond offering. The deal was in 3-parts: $250 million 3-year; $750 million 10-year; and $750 million 30-year. The issue is rated A3/A-.

CL King Co-Manages 3M Bond Offering

CL King was a Co-Manager for 3M Company’s $1.5 billion Medium-Term Notes, Series F offering. The deal was in 3-parts: $450 million 3-year; $500 million 5-year; and $550 million 10-year. The issue is rated Aa3/AA-.

CL King Co-Manages Citigroup Senior Notes Offering

CL King was a Junior Co-Manager for Citigroup’s $1.25 billion offering of 4.65% Senior Notes due 2045. The issue is rated Baa1/A-.

CL King Co-Manages Offering of Citigroup Notes

CL King was a Co-Manager for Citigroup’s $500 million offering of Floating Rate Senior Notes due 2019. The issue is rated Baa1/A-.



CL King Co-Manages AerCap Common Stock Offering

CL King acted as a Jr. Co-Manager in a public offering of 71.2 million shares of AerCap common stock owned by AIG. The offering was priced at $49 per share and raised $3.5 billion. The underwriters have an option to purchase an additional 10.7 million shares from the selling shareholder.

CL King Co-Manages MetLife Preferred Stock Offering

CL King was a Junior Co-Manager for MetLife’s $1.5 billion offering of 5.25% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series C. The issue is rated Baa2/BBB-.

CL King Co-Manages Exelon Tax-Exempt Bond Remarketings

CL King acted as a Co-Manager on 11 separate reofferings totaling $435 million for Exelon Generation, a unit of the Chicago-based utility, Exelon Corporation. The tax-exempt pollution control revenue refunding bonds support projects in Pennsylvania, Maryland and New Jersey.

CL King Co-Manages Ally Financial Senior Notes Offering

CL King was a Co-Manager for Ally Financial’s $1.0 billion offering of 3.6% senior notes due 2018 and $400 million 4.625% senior notes due 2022. The issues are rated BB+ b

CL King Co-Manages Citi Senior Notes Offering

CL King was a Co-Manager for Citi’s $1.5 billion offering of 3.30% notes due 2025. The issue is rated Baa2 / A-.

CL King Co-Manages $17.5 Billion AT&T Bond Offering

CL King acted as Co-Manager for AT&T’s $17.5 billion 6-part bond offering of 5, 7, 10, 20 and 31 year maturities. The issue is rated Baa1 / BBB+.



CL King Co-Manages Citigroup Preferred Stock Offering

CL King acted as a Junior Co-Manager for Citigroup’s offering of 1.5 million depository shares priced at $1,000 per share, raising $1.5 billon. Each depository share represents a 1/25th interest in a share of perpetual 5.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series O. The issue is rated Ba3/BB/BB+.



CL King Selected as Co-Manager on AIG’s Bond Tender Offers

CL King acted as Co-Manager on AIG’s approximately $2 billion of cash tender offers for 39 series of debt securities of AIG and its subsidiaries.

CL King Co-Manages SoCal Edison Municipal Bond Remarketings

CL King acted as a Co-Manager on three separate reofferings of pollution control refunding revenue bonds totaling $334 million for Southern California Edison Company. The tax-exempt municipal bonds related to projects in Farmington, New Mexico, and Clark County, Nevada.



CL King Co-Manages Offering of Ameren Senior Secured Notes

CL King acted as Co-Manager on Ameren Missouri’s $250 million offering of 3.65% Senior Secured Notes due 2045. The issue is rated A2/A.



C.L. King engagement in Steve Madden Share Repurchase