Transactions

C.L. King Co-Manages $2 Billion Credit Suisse Bond Offering

C.L. King acted as Jr. Co-Manager for Credit Suisse Group AG in its $2B 9.016% 11NC10 Fixed-to-Floating Rate Notes due 11/15/33 (NYSE:CS).

This issue is rated Baa2/BBB-/BBB.

C.L. King recent engagement in AdvanSix Share Repurchase

C.L. King Co-Manages $1.5 Billion Southern California Edison Bond Offering

C.L. King acted as Co-Manager for Southern California Edison Company in its $1.5B 2-part offering consisting of $750M 5.85% 5yr First and Refunding Mortgage Bonds due 11/1/27 and $750M 5.95% 10yr First and Refunding Mortgage Bonds due 11/1/32. Southern California Edison is a wholly-owned subsidiary of Edison International (NYSE: EIX).

This issue is rated A3/A-/BBB+.

C.L. King Participates in Athira Initial Public Offering

C.L. King was invited as Selling Group in the initial public offering for Athira. The offering of 12 million shares priced at $17 per share raised $204M.

The share is listed on Nasdaq under the ticker ATHA.

C.L. King Co-Manages $1.5 Billion Barclays Bond Offering

C.L. King acted as Co-Manager for Barclays PLC in its $1.5B 7.325% 4NC3 Fixed Rate Resetting Senior Notes due 11/2/26.

This was part of a $5B 3-part Senior Unsecured Notes offering which also included $1.5B 7.385% 6NC5 Fixed Rate Resetting Senior Notes due 11/2/28 and $2B 7.437% 11NC10 Fixed Rate Resetting Senior Notes due 11/2/33 (NYSE:BCS).

These issues were rated Baa2/BBB/A.

C.L. King engagement in recent Steve Madden Share Repurchase

C.L. King engagement in recent Snap-on Share Repurchase

C.L. King Co-Manages $1.25 Billion Cargill Bond Offering

C.L. King acted as Co-Manager for Cargill, Incorporated in its 144a/Reg S $1.25B 2-part offering consisting of $750M 4.875% 3yr Notes due 10/10/25 and $500M 5.125% 10yr Notes due 10/11/32.

These issues were rated A2/A/A.

C.L. King engagement in recent Stepan Share Repurchase

C.L. King engagement in recent SMP Share Repurchase

C.L. King engagement in recent Steve Madden Share Repurchase

C.L. King engagement in recent AdvanSix Share Repurchase

C.L. King engagement in recent Stepan Share Repurchase

C.L. King Co-Manages $1.58 Billion Ford Motor Credit ABS

C.L. King acted as Co-Manager for Ford Motor Credit Company LLC in its $1.58B Ford Prime Auto Loan 2022-C ABS transaction.

The transaction included $304.7M 3.633% Class A-1 notes due 10/15/23, $319M 4.567% Class A-2a notes due 4/15/25, $200M Floating Rate Class A-2b notes due 4/15/25.

Additionally, $519M 4.525% Class A-3 notes due 12/15/26, $157.2M 4.642% Class A-4 notes due 12/15/27, $47.4M 5.084% Class B notes due 2/15/28, and $31.8M 5.284% Class C notes due 3/15/26.

The Class A-1 notes were rated P-1/A-1+, the Class A-2 and A-3 notes were rated Aaa/AAA, the Class B notes were rated Aa1/AA, and the Class C notes were rated A1/A.

C.L. King engagement in recent MGM Resorts Share Repurchase

C.L. King engagement in recent AdvanSix Share Repurchase

C.L. King engagement in recent SMP Share Repurchase

C.L. King Co-Manages $3 Billion Toronto-Dominion Bank Bond Offering

C.L. King acted as Co-Manager for Toronto-Dominion Bank in its $3B 2-part offering consisting of $1.5B 4.285% 2yr Notes due 9/13/24 and $1.5B 4.693% 5yr Notes due 9/15/27. (NYSE:TD).

This issue is rated A1/A/AA-.

C.L. King Co-Manages $3.5 Billion JPMorgan Bond Offering

C.L. King acted as Co-Manager for JPMorgan Chase & Co in its $3.5B 5.717% 11NC10 Fixed to Floating Rate Subordinated Notes due 9/14/33.

This issue is rated A3/BBB+/A.

C.L. King Co-Manages $5 Billion Walmart Bond Offering

C.L. King acted as Co-Manager for Walmart Inc. in its $5B 4-part offering consisting of $1.75B 3.9% 3yr Notes due 9/9/25, $1B 3.95% 5yr Notes due 9/9/27, $1.25B 4.15% 10yr Notes due 9/9/32, and $1B 4.5% 30yr Notes due 9/9/52. (NYSE:WMT).

This issue is rated Aa2/AA/AA.